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Newer Edition Available

The Law of Securities Regulation

8th Edition
Thomas Lee Hazen
ISBN: 9781642424096
Subject: Securities Regulation
Format: Print - Hardbound
Page Count: 892
Copyright: 2021 | Status: In Stock
Newer Edition Available
Other Formats Available
Available in the Study Aids Collection Your school may already provide your students with access to this title through a school-wide subscription.

This Hornbook is a comprehensive secondary source for the study of Securities Regulation. It also can serve as a lawyer’s desk book. Coverage includes definition of “security,” registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. This new edition reflects recent SEC rulemaking, including important amendments to exemptions from registration, new broker-dealer obligations, as well as recent Supreme Court and many other case law developments.


Imprint: West Academic Publishing
Series: Hornbooks
Publication Date: 12/14/2020

Thomas Lee Hazen, University of North Carolina School of Law

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