Federal Securities Laws: Selected Statutes, Rules, and Forms, 2024-2025 Edition

John C. Coffee, Jr., Columbia University Law School

Hillary A. Sale, Georgetown University Law Center

Charles K. Whitehead, Cornell University Law School

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Table of Contents

The 2024–2025 Edition follows the format of earlier editions. It contains many changes from the prior year’s version, including:

• New Regulation SE;
• New Securities Act Rules 145a and 192;
• New disclosure requirements for SPACs;
• New Exchange Act Rules 3a5–4, 3a44–2, 10c–1a, 13f–2, 15a–12, and 17ad–25;
• Amendments to Exchange Act Rules 3a1–1, 3a51–1, 13h–1, 15c3–3a, 17a–4, 17ad–7, and 17ad–22, as well as certain Exchange Act rules regarding beneficial ownership reporting, and removal of Exchange Act Rule 13a–21;
• Amendments to Investment Company Act Rules 31a–1, 31a–2, and 35d–1;
• Amendments to Investment Advisers Act Rules 203A–2, 204–2, and 204(b)–1; and
• Addition of, and amendments to, various forms.

This edition has a cutoff date of September 6, 2024.

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