Federal Securities Laws: Selected Statutes, Rules, and Forms, 2025-2026 Edition

John C. Coffee, Jr., Columbia University Law School

Charles K. Whitehead, Cornell University Law School

Rebecca J. Simmons

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Table of Contents

The 2025–2026 Edition of Selected Statutes, Rules and Forms follows the format of earlier editions. It contains many changes from the prior year’s version, including:

• Amendments to Securities Act Crowdfunding Rule (17 CFR Part 227) 100, 201 and 301; General Rules 145a, 154, 172, 406, 415, 424, 433, 436, 456, 457, 482, 485, 498A, 501;
• Amendment to Securities Exchange Act Rules 3a5–4, 3a44–2, 3a51–1, 3a71–3, 6a–1, 6a–2, 6a–3, 6a–4, 13a–11, 13d–1, 13d–102, 13h–1, 14a–2, 14a–5, 14a–8, 14a–12, 14a–103, 14c–2, 14d–100, 14n–1, 14n–101, 15c3–1g, 15c3–3, 15c3–3a, 15d–11, 15aa–1, 15–aa–2, 15fi–3, 15Fi–4, 15fk–1, 17a–12, 17a–19, 17a–22, 17ab2–1, 17ad–7, 17ad–22, 17ad–26, 17h–2T, 18a–7, 19b–4, and 24b–2, Regulation M, Rule 105; Regulation SHO, Rules 201 and 204; Regulation NMS, Rules 600, 602, 603, 605, 610, 611, 612 and 614; Regulation SCI, Rule 1000;
• Amendments to Investment Company Act Rule 3c–7, 30b1–9, 31a–1 and 31a–2;
• Amendments to Investment Advisers Act Rule 482;
• Amendments to Regulations S–K, S–T, and S–X; and
• Various substantive and technical amendments to various forms and rules.

This edition has a cutoff date of September 6, 2025.

Learn more about this series.